AdFi
GS

G.W. SHERWOLD ASSOCIATES, INC.

SEC Registered

retirement planning with purpose

LAKE FOREST, CAhttps://gwsherwold.com949-470-0700
Assets Under Management
$500M–$1B
Employees
3
Office Locations
1 office
Total Accounts
786

About the firm

G.W. Sherwold Associates is an independent, privately-owned financial advisory firm that has grown its business almost entirely through client referrals. The firm listens, plans, and stays by clients' sides, offering transparent and consultative financial guidance. Their investment philosophy is grounded in logic, utilizing high-quality institutional funds to reduce volatility and enhance long-term returns.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingCharitable Organizations

Areas of expertise

Retirement PlanningEstate PlanningCharitable Giving401(k) And Workplace PlansInvestment ManagementComprehensive Financial PlanningWealth TransferIndependent Advisory

Services

Retirement Planning, Estate Planning, Charitable Giving, 401(k) & Workplace Plans, Investment Management, and Comprehensive Financial Planning.

Who they serve

Successful individuals and families, as well as employees and business owners, who value long-term thinking.

Client segmentClientsAssets managed
Individuals (Non-HNW)415$147M
High Net Worth Individuals0
Investment Companies0
Pooled Investment Vehicles0
Pension/Profit Sharing Plans0
Charitable Organizations9$426M
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0

0 total clients reported on Form ADV.

Leadership

Gary William Sherwold
PRESIDENT & CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
CA
LAKE FORESTHQ

Advisors at this firm

5 advisors in the directory

Regulatory & compliance

CRD number
#42186
SEC Number
801-118949
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee

Data as of February 13, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. G.W. SHERWOLD ASSOCIATES, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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