Gavin Michael Gold
Investment Adviser Representative at UBS Financial Services Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Gavin Michael Gold is an investment adviser representative with UBS Financial Services Inc. in Dallas, TX, where they have been registered since 2025. They have worked in the securities industry since 2024 and were previously registered with Charles Schwab & Co., Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina and Texas.
Office
Advisors at this office: 66
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina, Texas
- Broker:
19 states and territories
Alabama, Arizona, Arkansas, California, Colorado, Florida, Illinois, Indiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nevada, New Mexico, New York, North Carolina, Texas, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Uber EatsFeb 2020 – Aug 2020San Francisco, CA
- The Posse EastAug 2023 – Oct 2023Austin, TX
- Bent Tree Country ClubMay 2019 – Aug 2019Dallas, TX
- Big TX WellnessMay 2021 – Aug 2021Plano, TX
- Delta Delta DeltaAug 2020 – May 2022Fayetteville, AR
- JCC DallasAug 2016 – May 2019Dallas, TX
- Stevens TransportMay 2022 – Aug 2022Dallas, TX
- Canyon Creek Country ClubMay 2018 – Aug 2018Richardson, TX
- Full Time EducationAug 2022 – Aug 2023Fayetteville, AR
- Full Time EducationAug 2021 – May 2022Fayetteville, AR
- Full Time EducationAug 2019 – Feb 2020Fayetteville, AR
- Full Time EducationAug 2018 – May 2019Richardson, TX
- Charles Schwab & Co., Inc.Nov 2023 – Aug 2025Austin, TX
- UBS Financial Services, IncSep 2025 – no end date reportedDallas, TX
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About UBS Financial Services Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 9,380
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Weehawken, NJ
- SEC file number:
- 801-7163
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 25, 2026
View full firm profileOther advisors at UBS Financial Services Inc.
Showing 12 of 9,380 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gavin Michael Gold has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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