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Gene Wilbur Williams Jr

Investment Adviser Representative at CENTAURUS FINANCIAL, INC.

Rocklin, CACRD #851665Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
47 yrs
States Registered
3 states
Exams Passed
10

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Gene Wilbur Williams has worked in the securities industry since 1979. They have passed the Series 65, 63, 53, 52, 27, 24, 7, 4, and 3 examinations. They are registered to provide investment advisory services in California, Idaho, and Montana.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
CaliforniaIdahoMontana
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/15/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 11/24/1980
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 5/24/1988
Series 7
General Securities Representative Examination
Passed 4/15/1978
Series 4
Registered Options Principal Examination
Passed 2/7/2006
Series 24
General Securities Principal Examination
Passed 12/29/1993
Series 53
Municipal Securities Principal Examination
Passed 2/23/1987
Series 27
Financial and Operations Principal Examination
Passed 12/16/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Centaurus Financial, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CENTAURUS FINANCIAL, INC.Current
2/3/2025Rocklin, CA
CENTAURUS FINANCIAL, INC.
2/1/201911/26/2024Rocklin, CA
QUESTAR ASSET MANAGEMENT, INC.
4/25/20132/4/2019Rocklin, CA
WALNUT STREET SECURITIES, INC.
2/9/20064/24/2013Roseville, CA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gene Wilbur Williams Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Gene Wilbur Williams Jr - Financial Advisor in Rocklin, CA | AdvisorFinder