CF
CENTAURUS FINANCIAL, INC.
SEC RegisteredA leading independent broker/dealer
ANAHEIM, CAhttps://centaurusfinancial.com714-456-1790
Assets Under Management
$5B–$25B
Employees
580
Office Locations
25 offices
Total Accounts
38049
About the firm
Centaurus Financial, Inc. is a national independent broker/dealer licensed to offer securities, investment advisory services and insurance products. Centaurus is a member of FINRA and SIPC, and is registered as a broker/dealer and Registered Investment Adviser with the SEC.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporations
Areas of expertise
Independent Broker/dealerWealth ManagementRetirement PlansInsuranceAlternative InvestmentsInvestment AdvisorySecurities
Services
Wealth Management, Retirement Plans, Insurance Plans, and Alternative Investments
Who they serve
Valued clients (18,000+)
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 37,625 | $6.4B |
| High Net Worth Individuals | 330 | $851M |
0 total clients reported on Form ADV.
Leadership
James Ronald Sr King
SHAREHOLDER
Federation Of Financial Services
OWNER
Westley Hayes King
DIRECTOR/PRESIDENT/CMO
James Ronald Sr King
DIRECTOR/CHAIRMAN OF THE BOARD/CEO
Jerome Victor Duhovic
DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER/CHIEF COMPLIANCE OFFICER
Allen Scott Peters
SVP/FINANCIAL AND OPERATIONS PRINCIPAL
Jerome Victor Duhovic
SHAREHOLDER
Paul J King
DIRECTOR/GENERAL COUNSEL
Sheri J Lejman
CHIEF FINANCIAL OFFICER/SVP/FINANCIAL AND OPERATIONS PRINCIPAL
John Glenn Adams
DIRECTOR/SVP/COO
Office locations
25 offices in 13 states
CA
ANAHEIMHQ
IL
ELMHURST
MA
NORWOOD
AZ
TUCSON
LA
BATON ROUGE
WV
MORGANTOWN
SC
MYRTLE BEACH
CA
SANTA BARBARA
FL
TALLAHASSEE
AZ
SCOTTSDALE
MI
AUBURN HILLS
CA
DOWNEY
CA
NEWPORT BEACH
CA
ANAHEIM
ID
HAYDEN
CA
UPLAND
SC
LEXINGTON
CA
WESTLAKE VILLAGE
CT
SHELTON
VA
LEESBURG
CA
SANTA MARIA
TX
MONTGOMERY
CA
ANAHEIM
CA
WEST HILLS
TX
HIGHLAND VILLAGE
Advisors at this firm
Showing 100 of 436
Andrew Acosta
Investment Adviser Representative
John Glenn Adams
Investment Adviser Representative
David William Andersen
Investment Adviser Representative
Chad Matthew Anderson
Investment Adviser Representative
Levi Delany Anderson
Investment Adviser Representative
Michelle Elise Anthony
Investment Adviser Representative
James Martin Appel
Investment Adviser Representative
Aristo Crecencio Arana
Investment Adviser Representative
Joel E Archer
Investment Adviser Representative
Gordon Hisao Asahara
Investment Adviser Representative
Anissa M Attard
Investment Adviser Representative
Marco Bartolo Azizi
Investment Adviser Representative
Jacob George Bales
Investment Adviser Representative
Peter Lawrence Barchetti
Investment Adviser Representative
Rushton Garic Barrosse Sr
Investment Adviser Representative
Jason M Batt
Investment Adviser Representative
Brian Tw Bennett
Investment Adviser Representative
Shane Terrence Bennett
Investment Adviser Representative
Gary Waldron Besnier
Investment Adviser Representative
Stephen Edward Bohan
Investment Adviser Representative
Myron Jay Bouwhuis
Investment Adviser Representative
Jerry Frank Brown
Investment Adviser Representative
Steven Duane Burt
Investment Adviser Representative
Daryl Durand Bush
Investment Adviser Representative
James Arthur Bales
Investment Adviser Representative
Frank Alexander Ballinger
Investment Adviser Representative
Kirk Douglas Barnard
Investment Adviser Representative
Branden David Barrom
Investment Adviser Representative
Sean Daniel Bennett
Investment Adviser Representative
Alan Jay Bernstein
Investment Adviser Representative
Kapil Bhatnagar
Investment Adviser Representative
Edward E Blacka
Investment Adviser Representative
Charles Martin Bloom
Investment Adviser Representative
Scott Anthony Bloom
Investment Adviser Representative
Philip Anthony Board
Investment Adviser Representative
Eric George Brillant
Investment Adviser Representative
John Allan Brinkerhoff
Investment Adviser Representative
John Allan Taylor Brinkerhoff
Investment Adviser Representative
Randal James Brown
Investment Adviser Representative
Ronald Joseph Burkard
Investment Adviser Representative
William Charles Burks II
Investment Adviser Representative
William Charles Burks III
Investment Adviser Representative
Ryan Keith Burnham
Investment Adviser Representative
Sean Burr
Investment Adviser Representative
Jacob Steven Burt
Investment Adviser Representative
William Stewart Carpenter Jr
Investment Adviser Representative
Patrick Michael Carroll
Investment Adviser Representative
Debbie Leemckenna Cavanaugh
Investment Adviser Representative
Eduardo Cervantes
Investment Adviser Representative
Jay Je Seung Choi
Investment Adviser Representative
Stacey Janay Corbello
Investment Adviser Representative
Travis Robert Cornett
Investment Adviser Representative
Joseph Michael Cucinotta Jr
Investment Adviser Representative
Dylan Gregory Callahan
Investment Adviser Representative
Richard Thomas Campbell
Investment Adviser Representative
Christopher Charles Capezuto
Investment Adviser Representative
Anthony J Capristo
Investment Adviser Representative
Ralph Anthony Capristo
Investment Adviser Representative
John Anthony Castillo Tacuri
Investment Adviser Representative
Dennis M Caufield
Investment Adviser Representative
Jeffery G Chaffin
Investment Adviser Representative
Raymond Chavez
Investment Adviser Representative
James Kirk Cherry
Investment Adviser Representative
Osvaldo Cisneros
Investment Adviser Representative
Julia Elizabeth Coburn
Investment Adviser Representative
Jason Roberts Coles
Investment Adviser Representative
Kent Austin Cooper
Investment Adviser Representative
Wilmer Ricardo Cordoba
Investment Adviser Representative
Jacob Cornell
Investment Adviser Representative
Steven David Cox
Investment Adviser Representative
David L Crane
Investment Adviser Representative
Bradford Daniel Creger
Investment Adviser Representative
Vincent Alfonso Crescenzo
Investment Adviser Representative
George Christopher Dallas
Investment Adviser Representative
Louis Joseph Defidelto
Investment Adviser Representative
William Dale Dobbs
Investment Adviser Representative
John Barr Dolan Jr
Investment Adviser Representative
Timothy Patrick Doud
Investment Adviser Representative
James Daoang
Investment Adviser Representative
James Orth Davis
Investment Adviser Representative
Bradley Vint Dehaven
Investment Adviser Representative
Lawrence Michael Depaul
Investment Adviser Representative
Anthony Scott Desjardins
Investment Adviser Representative
Sherri Lynn Desjardins
Investment Adviser Representative
Lucas Daniel Dipietro
Investment Adviser Representative
Allison Laurene Donecker
Investment Adviser Representative
Adam James Donlevie
Investment Adviser Representative
Charles I Downey
Investment Adviser Representative
Jerome Victor Duhovic
Investment Adviser Representative
W Kent Early
Investment Adviser Representative
Curtis Richard Edmark
Investment Adviser Representative
Keith Hampton Epps
Investment Adviser Representative
John Micheal Evans
Investment Adviser Representative
James Blueford Eberhardt
Investment Adviser Representative
Loren Elmer Ehlers
Investment Adviser Representative
Michael Anthony Elias
Investment Adviser Representative
Stanley Arliss Epps
Investment Adviser Representative
David Robert Espinosa
Investment Adviser Representative
Jonathan Lee Estrada
Investment Adviser Representative
William Raymond Evans
Investment Adviser Representative
Regulatory & compliance
CRD number
#30833
SEC Number
801-56882
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $25,000 (waivable)
Data as of July 24, 2025 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
centaurusfinancial.comPhone
714-456-1790Find an advisor that fits
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CENTAURUS FINANCIAL, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.