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George A Reyes

Investment Adviser Representative at Cetera Investment Advisers LLC

Stevenson Ranch, CACRD #5582108Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

George A. Reyes is an investment adviser representative with Cetera Investment Advisers LLC in Stevenson Ranch, CA, where they have been registered since 2025. They have worked in the securities industry since 2008 and have been registered with 6 firms, including Avantax Advisory Services and Unionbanc Investment Services, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California and Texas.

Office

24961 The Old Road, 2nd Floor
Stevenson Ranch, CA 91381

Advisors at this office: 3

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California, Texas
Broker:
11 states and territories

Alabama, Arizona, Arkansas, California, Florida, Georgia, Maryland, Michigan, Nevada, Texas, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/8/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/25/2008

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Cetera Investment Advisers LLCCurrent
9/5/2025 – Stevenson Ranch, CA
Avantax Advisory Services
12/18/2020 – 9/5/2025Stevenson Ranch, CA
Unionbanc Investment Services, LLC
8/14/2017 – 12/1/2020Panorama City, CA
Merrill Lynch, Pierce, Fenner & Smith Incorporated
3/20/2012 – 7/27/2017Granada Hills, CA
Wells Fargo Advisors, LLC
1/3/2011 – 2/28/2012Los Angeles, CA
Wells Fargo Investments, LLC
10/9/2008 – 1/3/2011Valencia, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Feb 2012 – Jul 2017Granada Hills, CA
  2. BANK OF America, N.A.
    May 2012 – Aug 2017Granada Hills, CA
  3. UnionBanc Investment Services, LLC
    Aug 2017 – Nov 2020Panorama City, CA
  4. Avantax Advisory Services
    Dec 2020 – Sep 2025Stevenson Ranch, CA
  5. Avantax Investment Services, Inc.
    Dec 2020 – Sep 2025Stevenson Ranch, CA
  6. Avantax Insurance Agency, LLC
    Dec 2020 – Sep 2025Stevenson Ranch, CA
  7. Stern, Kory, Sreden, & Morgan AAC
    Dec 2020 – no end date reportedStevenson Ranch, CA
  8. Cetera Wealth Services, LLC
    Sep 2025 – Sep 2026Stevenson Ranch, CA
  9. Cetera Investment Advisers LLC
    Sep 2025 – Sep 2026Schaumburg, IL
  10. LPL Financial
    Sep 2026 – no end date reportedStevenson Ranch, CA

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Cetera Investment Advisers LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Investment AdvisoryFinancial DisclosuresRetirement PlanningIRA RolloversInsuranceAdvisory ServicesCustody Services529 PlansETFs

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
10,459
Offices listed on AdvisorFinder:
27
Main office:
Schaumburg, IL
SEC file number:
801-20406

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 13, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. George A Reyes has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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George A Reyes (Cetera Investment Advisers) | AdvisorFinder