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George Kenneth Slyman Jr

Investment Adviser Representative at NORTHEAST PLANNING ASSOCIATES, INC.

New Ipswich, NHCRD #1460623Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
8 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
ArizonaFloridaGeorgiaMaineMassachusettsNew HampshireNew JerseyVermont
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 4/16/1986
Series 22
Direct Participation Programs Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/5/2014
Series 62
Corporate Securities Limited Representative Examination
Passed 10/9/2012
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/23/1986
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 3/10/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Northeast Planning Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LPL FINANCIAL LLCCurrent
7/27/2007New Ipswich, NH
LPL FINANCIAL LLCCurrent
7/24/2007Hookset, NH
NORTHEAST PLANNING ASSOCIATES, INC.Current
7/22/2004New Ipswich, NH
MUTUAL SERVICE CORPORATION
11/25/20039/29/2004Petersborough, NH
VERAVEST INVESTMENT ADVISORS, INC.
1/1/199411/13/2003Peterborough, NH

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. George Kenneth Slyman Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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