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Craig Alan Grover

Investment Adviser Representative at NORTHEAST PLANNING ASSOCIATES, INC.

Bangor, MECRD #4573502Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
23 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Craig Alan Grover has worked in the securities industry since 2002. They are registered to provide investment advisory services in 23 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 23 states
CaliforniaColoradoDelawareFloridaIndianaKentuckyLouisianaMaineMarylandMassachusettsMichiganNew HampshireNew JerseyNew YorkNorth CarolinaOhioOregonPennsylvaniaRhode IslandSouth CarolinaVirginiaWashingtonWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/22/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/2/2006
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/31/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Northeast Planning Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NORTHEAST PLANNING ASSOCIATES, INC.Current
11/3/2016Bangor, ME
LPL FINANCIAL LLCCurrent
11/2/2016Portland, ME
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
4/16/20147/31/2017Bagor, ME
ING FINANCIAL PARTNERS, INC
1/3/20114/17/2014Bangor, ME
ING FINANCIAL ADVISERS, LLC
2/23/20061/3/2011Bangor, ME

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Craig Alan Grover has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Craig Alan Grover - Financial Advisor in Bangor, ME | AdvisorFinder