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Gerald Hendricks

Investment Adviser Representative at Baird Strategas LLC

New York, NYCRD #2806172Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Gerald Hendricks is an investment adviser representative in New York, NY, currently registered with Strategas Securities, LLC DBA Strategas Research Partners and Strategas Asset Management, LLC. They have worked in the securities industry since 2007 and were previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York
Broker:
1 state or territory

New York

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/25/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 9/18/2003
Series 7
General Securities Representative Examination
Passed 5/22/2019
SIE
Securities Industry Essentials Examination
Passed 4/18/2019
Series 87
Research Analyst Exam - Part II Regulations Module
Passed 2/9/2005
Series 7
General Securities Representative Examination
Passed 5/29/1997

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Strategas Securities, LLC DBA Strategas Research PartnersCurrent
2/18/2021 – New York, NY
Strategas Asset Management, LLCCurrent
2/18/2021 – New York, NY
Merrill Lynch, Pierce, Fenner & Smith Incorporated
6/26/2019 – 1/7/2021White Plains, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Columbus Circle Investors
    Jul 2007 – Dec 2017Stamford, CT
  2. Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Mar 2019 – no end date reportedWhite Plains, NY
  3. Unemployed
    Jan 2018 – Mar 2019Wilton, CT
  4. BANK OF America, N.A.
    Apr 2019 – Dec 2020White Plains, NY
  5. Strategas Securities, LLC
    Jan 2021 – no end date reportedNew York, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Baird Strategas LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in New York, NY

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gerald Hendricks has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Gerald Hendricks in New York, NY - Fees & Credentials