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Gerald Thomas Goss

Investment Adviser Representative at NEWEDGE ADVISORS

New Orleans, LACRD #226249Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
54 yrs
States Registered
2 states
Exams Passed
9

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Gerald Thomas Goss has worked in the securities industry since 1972. They have passed the Series 65, 63, 10, 9, 8, 7, 3, and 1 examinations. They are registered to provide investment advisory services in Louisiana and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
LouisianaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/1/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 6/14/1983
Series 7
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 4/15/2002
Series 1
Registered Representative Examination
Passed 10/17/1972
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 3/19/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Newedge Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NEWEDGE ADVISORSCurrent
6/23/2014New Orleans, LA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
12/7/20126/23/2014Baton Rouge, LA
WELLS FARGO ADVISORS, LLC
6/2/200912/7/2012Baton Rouge, LA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gerald Thomas Goss has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Gerald Thomas Goss - Financial Advisor in New Orleans, LA | AdvisorFinder