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Glen David Smith

Investment Adviser Representative at GDS WEALTH MANAGEMENT

Flower Mound, TXCRD #4801922Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Glen David Smith has worked in the securities industry since 2004. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/15/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 9/7/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/14/2004
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 11/6/2018
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 10/12/2018

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

GDS Wealth Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GDS WEALTH MANAGEMENTCurrent
9/27/2021Flower Mound, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
12/8/201710/11/2021Flower Mound, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
8/3/200712/12/2017Flower Mound, TX
A. G. EDWARDS & SONS, INC.
9/16/20048/9/2007Flower Mound, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Glen David Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Glen David Smith - Financial Advisor in Flower Mound, TX | AdvisorFinder