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Gordon David Zimmermann

Investment Adviser Representative at Neuberger Berman BD LLC

Atlanta, GACRD #5952295Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Gordon David Zimmermann is an investment adviser representative with Neuberger Berman BD LLC in Atlanta, GA, where they have been registered since 2024. They have worked in the securities industry since 2011 and were previously registered with Elkhorn Investments. They have passed 7 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Georgia and New York.

Office

3414 Peachtree Road N.e., Suite 225
Atlanta, GA 30326

Advisors at this office: 13

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Georgia, New York
Broker:
11 states and territories

Alabama, Arkansas, Florida, Georgia, Louisiana, Michigan, Mississippi, New York, North Carolina, South Carolina, Tennessee

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/12/2024
Series 66
Uniform Combined State Law Examination
Passed 1/21/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 8/16/2011
Series 31
Futures Managed Funds Examination
Passed 10/14/2024
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/28/2011
Series 24
General Securities Principal Examination
Passed 3/20/2014

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Neuberger Berman BD LLCCurrent
11/14/2024 – Atlanta, GA
Neuberger Berman BD LLCCurrent
4/4/2024 – Atlanta, GA
Elkhorn Investments
1/21/2014 – 8/8/2016Wheaton, IL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. ETF Securities (US) LLC
    Apr 2016 – Jun 2017New York, NY
  2. ALPS Distributors, Inc.
    Apr 2016 – Jun 2017Denver, CO
  3. Deutsche AM Distributors, Inc
    Jun 2017 – Nov 2019New York, NY
  4. DWS Distributors, Inc
    Nov 2019 – Mar 2024Chicago, IL
  5. Neuberger Berman
    Apr 2024 – no end date reportedNew York, NY

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Neuberger Berman BD LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Atlanta, GA

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gordon David Zimmermann has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Gordon David Zimmermann (Neuberger Berman BD)