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Greg H Miller

Investment Adviser Representative at Guardian Capital, LLC

Wexford, PACRD #4628226Investment Adviser Representative
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Greg H. Miller is an investment adviser representative with Guardian Capital, LLC in Wexford, PA, where they have been registered since 2011. They have worked in the securities industry since 2006 and have been registered with 4 firms, including ING Financial Partners, Inc and Securities America Advisors, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Pennsylvania and Texas.

Office

109 Vip Drive
Wexford, PA 15090

Advisors at this office: 4

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Pennsylvania, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/29/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 2/21/2003
Series 7
General Securities Representative Examination
Passed 3/7/2008
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/14/2003

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Guardian Capital, LLCCurrent
1/31/2011 – Wexford, PA
ING Financial Partners, Inc
6/13/2005 – 12/4/2008Wexford, PA
Securities America Advisors, Inc.
12/1/2004 – 6/2/2005Wexford, PA
Legacy Advisory Services, Inc.
4/30/2004 – 12/7/2004Allison Park, PA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. GREG Miller & Associates
    Apr 2002 – no end date reportedAllison Park, PA
  2. Guardian Capital, LLC
    Dec 2010 – no end date reportedWexford, PA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Guardian Capital, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm account minimum
$25,000 (waivable)
Firm's annual rate schedule by assets
  • Up to $500,0001.50%
  • $500,001 to $1,000,0001.20%
  • $1,000,001 to $2,000,0001.00%
  • $2,000,001 to $3,000,0000.80%

+1 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthInvestment Companies

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
4
Offices listed on AdvisorFinder:
1
Main office:
Wexford, PA
SEC file number:
801-131430

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of February 11, 2026

View full firm profile

Other advisors at Guardian Capital, LLC

3 other advisors in the directory

View Guardian Capital, LLC firm profile

Similar advisors in Wexford, PA

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Greg H Miller has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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