Gregg Carol Buxton
Investment Adviser Representative at Great Valley Advisor Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Gregg Carol Buxton is an investment adviser representative with Great Valley Advisor Group, LLC in Boca Raton, FL, where they have been registered since 2022. They have worked in the securities industry since 1990 and have been registered with 3 firms, including LPL Financial LLC and MSI Financial Services, Inc. They have passed 4 industry qualification exams, including the Series 7 (general securities representative), Series 24 (general securities principal), and Series 63 (state securities agent). They are registered to provide investment advice in Florida and New York.
Registrations & licenses
- Investment adviser:
- Florida, New York
- Broker:
11 states and territories
Arkansas, California, District of Columbia, Florida, Maryland, New Jersey, New Mexico, New York, Pennsylvania, Tennessee, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- LPL Financial LLCOct 2016 – no end date reportedBoca Raton, FL
- Great Valley Advisor GroupAug 2022 – no end date reportedBerwyn, PA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Great Valley Advisor Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- $0 – $500,0002.50%
- $500,001 – $1,000,0002.25%
- $1,000,000 – $3,000,0002.00%
- $3,000,001+0.00%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 184
- Offices listed on AdvisorFinder:
- 60
- Main office:
- Berwyn, PA
- SEC file number:
- 801-72270
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Great Valley Advisor Group, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gregg Carol Buxton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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