Gregory A Gallo
Investment Adviser Representative at Garden State Investment Advisory Services, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Gregory A. Gallo is an investment adviser representative with Garden State Investment Advisory Services, LLC in Red Bank, NJ, where they have been registered since 2007. They have worked in the securities industry since 1996 and have been registered with 3 firms, including Kirlin Securities Inc. and M.s. Farrell & Company, Inc. They have passed 8 industry qualification exams, including the Series 7 (general securities representative), Series 63 (state securities agent), and Series 79 (investment banking). They are registered to provide investment advice in New Jersey.
Office
Advisors at this office: 29
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New Jersey
- Broker:
24 states and territories
Alabama, Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Massachusetts, Michigan, Mississippi, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Virginia, Washington, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Garden State SecuritiesFeb 2004 – no end date reportedBelmar, NJ
- Garden State Investment Advisory Services LLCFeb 2007 – no end date reportedTinton Falls, NJ
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Garden State Investment Advisory Services, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- $0 to $500,0002.00%
- $500,001 to $1,000,0001.75%
- $1,000,001 to $2,000,0001.50%
- $2,000,001 to $3,000,0001.25%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 33
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Red Bank, NJ
- SEC file number:
- 801-79500
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
View full firm profileOther advisors at Garden State Investment Advisory Services, LLC
Showing 12 of 33 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gregory A Gallo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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