Gregory David Pittenger
Investment Adviser Representative at Principal Asset Management
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Gregory David Pittenger is an investment adviser representative with Principal Asset Management in Raleigh, NC, where they have been registered since 2019. They have worked in the securities industry since 2006 and have been registered with 3 firms, including Strategic Blueprint, LLC and The Strategic Financial Alliance. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Iowa.
Registrations & licenses
- Investment adviser:
- Iowa
- Broker:
20 states and territories
Alabama, Arkansas, Connecticut, Delaware, District of Columbia, Florida, Georgia, Kansas, Louisiana, Maryland, Mississippi, Missouri, New York, North Carolina, Oklahoma, Pennsylvania, South Carolina, Tennessee, Virginia, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Jpmorgan Investment Management Inc.Jan 2011 – Jul 2017Raleigh, NC
- J.p. Morgan Institutional Investments Inc.Feb 2016 – Jul 2017Raleigh, NC
- Strategic Financial AllianceAug 2018 – Jul 2019Atlanta, GA
- GSP Ventures IncAug 2017 – Jan 2026Raleigh, NC
- Cornerstone Wealth Management, LLCAug 2018 – Jul 2019Raleigh, NC
- Strategic Blueprint, LLCJul 2019 – Jul 2019Atlanta, GA
- Principal Funds Distributor, Inc.Jul 2019 – no end date reportedDes Moines, IA
- Principal Asset MangementAug 2019 – no end date reportedDes Moines, IA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Principal Asset Management
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Performance-based fees
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 124
- Offices listed on AdvisorFinder:
- 20
- Main office:
- Des Moines, IA
- SEC file number:
- 801-55959
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 28, 2026
View full firm profileOther advisors at Principal Asset Management
Showing 12 of 124 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gregory David Pittenger has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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