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Gregory Scott Aynesworth

Investment Adviser Representative at OSAIC ADVISORY SERVICES, LLC

San Ramon, CACRD #2317755Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
2 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Gregory Scott Aynesworth has worked in the securities industry since 1993. They have passed the Series 99, 65, 63, 24, 7, and 6 examinations. They are registered to provide investment advisory services in California and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/5/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 2/25/1993
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/31/1995
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/25/1993
Series 24
General Securities Principal Examination
Passed 4/20/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Osaic Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC ADVISORY SERVICES, LLCCurrent
11/8/2024San Ramon, CA
ARBOR POINT ADVISORS
12/8/201611/8/2024Lavista, NE
FOOTHILL SECURITIES, INC.
12/9/201612/31/2016San Ramon, CA
FOOTHILL SECURITIES, INC.
1/2/200412/8/2016San Ramon, CA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gregory Scott Aynesworth has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Gregory Scott Aynesworth - Financial Advisor in San Ramon, CA | AdvisorFinder