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Gregory Wade Gobble

Investment Adviser Representative at OSAIC INSTITUTIONS, INC.

Creve Coeur, MOCRD #2056181Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
36 yrs
States Registered
12 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
AlabamaArkansasCaliforniaFloridaIllinoisIndianaMichiganMissouriNew JerseyOregonTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/21/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 6/6/1990
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/30/1990
Series 24
General Securities Principal Examination
Passed 12/29/2021

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Institutions, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC INSTITUTIONS, INC.Current
3/23/2020 – Creve Coeur, MO
LPL FINANCIAL LLC
12/18/2019 – 4/2/2020St. Louis, MO
CUNA BROKERAGE SERVICES, INC.
6/12/2018 – 12/16/2019O'fallon, IL
PRUDENTIAL FINANCIAL PLANNING SERVICES
5/4/2018 – 5/23/2018Swansea, IL
CETERA INVESTMENT ADVISERS LLC
10/30/2017 – 4/30/2018Collinsville, IL
INVESTMENT PROFESSIONALS, INC.
2/3/2017 – 10/30/2017Alton, IL
FIRST BROKERAGE AMERICA, L.L.C.
5/4/2012 – 1/31/2017Swansea, IL
MOLONEY SECURITIES CO., INC.
10/3/2011 – 3/2/2012Edwardsville, IL
ALTON CAPITAL MANAGEMENT, INC.
6/15/2011 – 10/14/2011Alton, IL
PNC INVESTMENTS
1/3/2011 – 5/25/2011Edwardsville, IL
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.
10/18/2010 – 12/15/2010Edwardsville, IL
SII INVESTMENTS, INC.
12/6/2005 – 11/10/2010Olney, IL
COMPASS CAPITAL ASSET MANAGEMENT
6/4/2003 – 12/6/2005Collinsville, IL
CITIGROUP GLOBAL MARKETS INC.
10/19/2001 – 6/3/2003St. Louis, MO

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View OSAIC INSTITUTIONS, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gregory Wade Gobble has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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