OI
OSAIC INSTITUTIONS, INC.
SEC RegisteredUnparalleled service is our mission.
MERIDEN, CThttps://osaic.com/institutions203-599-6000
Assets Under Management
$5B–$25B
Employees
1839
Office Locations
26 offices
Total Accounts
11892
About the firm
Osaic Institutions was founded with a mission to serve the financial institution market from the bankers' perspective. It offers services and resources to banks and credit unions of all sizes, helping investment programs thrive through wealth solutions, technology, compliance, and relationship management.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthCharitable OrganizationsState/Municipal
Areas of expertise
Advisory ServicesFee-based PortfoliosEquity TradingFixed IncomeInsuranceTrust ServicesWealth SolutionsLead GenerationMarketing SupportRecruitingBanks And Credit Unions+1 more
Services
Advisory services (fee-based portfolios, investment team support, case design), equity and fixed income trading, life/long-term care/disability insurance, trust services, training, lead generation, marketing support, and recruiting.
Who they serve
Banks and credit unions; institutional clients of all sizes, including financial professionals and end-clients within those institutions.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 15,761 | $4.5B |
| High Net Worth Individuals | 37 | $389M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 259 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
7 total clients reported on Form ADV.
Leadership
Stephen Paul Amarante
PRESIDENT & CEO
John Joseph Martocci
DIRECTOR
Charles Borromee Paquette
DIRECTOR
Gary Charles Smith
DIRECTOR
John Francis Jr Martin
FINANCIAL & OPERATIONS PRINCIPAL
Gerald Michael Noonan
CHAIRMAN
Daniel John Forte
VICE CHAIRMAN
James Daniel Egan
DIRECTOR
William Francis Cummings
EXECUTIVE VICE PRESIDENT, COO AND GENERAL COUNSEL
Benedict Weissenrieder
DIRECTOR
Calvin Richard Miller
DIRECTOR
Joe Allen Shearin
DIRECTOR
Robert Glenn Watts
DIRECTOR
John Clyde Boucher
DIRECTOR
John Michael Cooney
CHIEF COMPLIANCE OFFICER
Office locations
26 offices in 15 states
CT
MERIDENHQ
CT
MERIDAN
NC
MT OLIVE
MI
LAPEER
PA
INDIANA
OH
RAVENNA
MN
EAGAN
VA
VIRGINIA BEACH
CT
SOUTHINGTON
PA
PITTSBURGH
NY
NEW YORK
NY
NEW YORK
KS
KANSAS CITY
VA
ABINGDON
FL
THE VILLAGES
IL
SPRINGFIELD
CT
SOUTH WINDSOR
CT
RIDGEFIELD
MA
CANTON
CT
MYSTIC
NH
CONCORD
ME
ELLSWORTH
GA
VALDOSTA
MA
AGAWAM
CT
WATERTOWN
FL
THE VILLAGES
Advisors at this firm
Showing 100 of 587
Rosemary Carolina Abreu
Investment Adviser Representative
Joshua Ray Adkins
Investment Adviser Representative
Dexter Keith Albrecht
Investment Adviser Representative
Julia Alderson
Investment Adviser Representative
Christian T Alger
Investment Adviser Representative
Brian John Allsop
Investment Adviser Representative
Mark Henning Anderson
Investment Adviser Representative
Adrian Anthony Andreotta
Investment Adviser Representative
Jason Miles Apruzzese
Investment Adviser Representative
Enoch Scott Arnett
Investment Adviser Representative
Fernando Manuel Ascenso
Investment Adviser Representative
Brenda Rose Aslyn
Investment Adviser Representative
George Thomas Avila
Investment Adviser Representative
Chad Michael Backes
Investment Adviser Representative
Bury Barbier
Investment Adviser Representative
Susan Humes Barclay
Investment Adviser Representative
Dustin Lee Barker
Investment Adviser Representative
Timothy John Bartholomew
Investment Adviser Representative
Cathleen Louise Beatrice
Investment Adviser Representative
Leo Joseph Beauregard
Investment Adviser Representative
Donald John Bellefy
Investment Adviser Representative
Wayne Roy Bellinger Jr
Investment Adviser Representative
Wayne Roy Bellinger III
Investment Adviser Representative
James Duane Bish
Investment Adviser Representative
Lisa Marie Blevens
Investment Adviser Representative
Hillary Dinello Bouthillier
Investment Adviser Representative
Eric E Britton
Investment Adviser Representative
Frederick C. Brose
Investment Adviser Representative
Elsa Francis Bruno
Investment Adviser Representative
Joseph Michael Buckley
Investment Adviser Representative
Rachel Beth Bukacek
Investment Adviser Representative
Justin Brooks Bunting
Investment Adviser Representative
Mickey Lee Byrd
Investment Adviser Representative
Greggory Robert Bantum
Investment Adviser Representative
Amy Lynn Barnes
Investment Adviser Representative
Kyle Taramelli Bartholomay
Investment Adviser Representative
Adam Batchelor
Investment Adviser Representative
Kristina Marie Beers
Investment Adviser Representative
Chad Allen Bell
Investment Adviser Representative
David Nelson Bell
Investment Adviser Representative
Clayton Robert Benway
Investment Adviser Representative
Albert William Bergmann Sr
Investment Adviser Representative
Kathryn Bierschwale
Investment Adviser Representative
Chet Alan Bingham
Investment Adviser Representative
Heather G. Blake
Investment Adviser Representative
Cameron Bleibtrey
Investment Adviser Representative
Denise Ann Blevins
Investment Adviser Representative
Brandon E Boone
Investment Adviser Representative
Josh Bordis
Investment Adviser Representative
Matthew John Bragg
Investment Adviser Representative
Julie Anne Bramlitt
Investment Adviser Representative
Seth Timothy Bray
Investment Adviser Representative
Michael Brescione
Investment Adviser Representative
William Charles Brooks
Investment Adviser Representative
Ryan James Bruursema
Investment Adviser Representative
Brett Hansen Buckley
Investment Adviser Representative
Rizwan Bukhari
Investment Adviser Representative
Ella Buravleva
Investment Adviser Representative
Douglas Busken
Investment Adviser Representative
Jessica Lynn Cafasso
Investment Adviser Representative
John R Callaway Jr.
Investment Adviser Representative
Michael Caracappa Jr.
Investment Adviser Representative
Steven John Carlson
Investment Adviser Representative
Daniel Lawrence Cass
Investment Adviser Representative
William Francis Cassidy
Investment Adviser Representative
Dane Mark Castle
Investment Adviser Representative
John M Chipelo
Investment Adviser Representative
Isaac Cho
Investment Adviser Representative
James Patrick Clancy
Investment Adviser Representative
William Steele Coe
Investment Adviser Representative
Jon Devin Coger
Investment Adviser Representative
Paul Richard Coggins
Investment Adviser Representative
James Patrick Collins Jr
Investment Adviser Representative
Michael Brendon Cook
Investment Adviser Representative
Robert Stephen Cornwell
Investment Adviser Representative
Rachel Leann Corpuz
Investment Adviser Representative
Joseph Costello
Investment Adviser Representative
Scott Wayne Coulter
Investment Adviser Representative
Corbin Couture
Investment Adviser Representative
Scott Douglas Covey
Investment Adviser Representative
Mark Robert Calaci
Investment Adviser Representative
Jennifer Marie Campbell
Investment Adviser Representative
Abraham Cecena
Investment Adviser Representative
Jerry Celentano
Investment Adviser Representative
Charles Alan Chambers
Investment Adviser Representative
Monica Sashil Chandra
Investment Adviser Representative
Yi-Ling Chen
Investment Adviser Representative
Kristin Anna Chim
Investment Adviser Representative
Danova Gary Chow
Investment Adviser Representative
Jeanette Fung Chung
Investment Adviser Representative
Toni Ann Ciampaglione
Investment Adviser Representative
Michael Vincent Ciarlo
Investment Adviser Representative
Charles Caesar Claver
Investment Adviser Representative
Joshua Richard Coe
Investment Adviser Representative
Nathan D K Cooper
Investment Adviser Representative
Miguel A Corral Jr
Investment Adviser Representative
Michael Luis Costa
Investment Adviser Representative
Joseph S Culotta
Investment Adviser Representative
Shyanna Dawn Curless
Investment Adviser Representative
Christopher Lee Curtis
Investment Adviser Representative
Regulatory & compliance
CRD number
#35371
SEC Number
801-67242
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $5,500
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
osaic.com/institutionsPhone
203-599-6000Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. OSAIC INSTITUTIONS, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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