OI
OSAIC INSTITUTIONS, INC.
SEC RegisteredMERIDEN, CThttps://osaic.com/institutions203-599-6000
Assets Under Management
$5B–$25B
Employees
1839
Office Locations
26 offices
Total Accounts
11892
About the firm
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthCharitable OrganizationsState/Municipal
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 15,761 | $4.5B |
| High Net Worth Individuals | 37 | $389M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 259 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
7 total clients reported on Form ADV.
Leadership
Stephen Paul Amarante
PRESIDENT & CEO
John Joseph Martocci
DIRECTOR
Charles Borromee Paquette
DIRECTOR
Gary Charles Smith
DIRECTOR
John Francis Jr Martin
FINANCIAL & OPERATIONS PRINCIPAL
Gerald Michael Noonan
CHAIRMAN
Daniel John Forte
VICE CHAIRMAN
James Daniel Egan
DIRECTOR
William Francis Cummings
EXECUTIVE VICE PRESIDENT, COO AND GENERAL COUNSEL
Benedict Weissenrieder
DIRECTOR
Calvin Richard Miller
DIRECTOR
Joe Allen Shearin
DIRECTOR
Robert Glenn Watts
DIRECTOR
John Clyde Boucher
DIRECTOR
John Michael Cooney
CHIEF COMPLIANCE OFFICER
Office locations
26 offices in 15 states
CT
MERIDENHQ
CT
MERIDAN
NC
MT OLIVE
MI
LAPEER
PA
INDIANA
OH
RAVENNA
MN
EAGAN
VA
VIRGINIA BEACH
CT
SOUTHINGTON
PA
PITTSBURGH
NY
NEW YORK
NY
NEW YORK
KS
KANSAS CITY
VA
ABINGDON
FL
THE VILLAGES
IL
SPRINGFIELD
CT
SOUTH WINDSOR
CT
RIDGEFIELD
MA
CANTON
CT
MYSTIC
NH
CONCORD
ME
ELLSWORTH
GA
VALDOSTA
MA
AGAWAM
CT
WATERTOWN
FL
THE VILLAGES
Advisors at this firm
Showing 100 of 215
Rosemary Carolina Abreu
Investment Adviser Representative
Joshua Ray Adkins
Investment Adviser Representative
Dexter Keith Albrecht
Investment Adviser Representative
Julia Alderson
Investment Adviser Representative
Christian T Alger
Investment Adviser Representative
Brian John Allsop
Investment Adviser Representative
Mark Henning Anderson
Investment Adviser Representative
Adrian Anthony Andreotta
Investment Adviser Representative
Jason Miles Apruzzese
Investment Adviser Representative
Enoch Scott Arnett
Investment Adviser Representative
Fernando Manuel Ascenso
Investment Adviser Representative
Brenda Rose Aslyn
Investment Adviser Representative
George Thomas Avila
Investment Adviser Representative
Greggory Robert Bantum
Investment Adviser Representative
Amy Lynn Barnes
Investment Adviser Representative
Adam Batchelor
Investment Adviser Representative
Chad Allen Bell
Investment Adviser Representative
Albert William Bergmann
Investment Adviser Representative
Kathryn Bierschwale
Investment Adviser Representative
Chet Alan Bingham
Investment Adviser Representative
Heather G. Blake
Investment Adviser Representative
Cameron Bleibtrey
Investment Adviser Representative
Denise Ann Blevins
Investment Adviser Representative
Brandon E Boone
Investment Adviser Representative
Matthew John Bragg
Investment Adviser Representative
Julie Anne Bramlitt
Investment Adviser Representative
Michael Brescione
Investment Adviser Representative
Ryan James Bruursema
Investment Adviser Representative
Rizwan Bukhari
Investment Adviser Representative
Ella Buravleva
Investment Adviser Representative
Mark Robert Calaci
Investment Adviser Representative
Abraham Cecena
Investment Adviser Representative
Charles Alan Chambers
Investment Adviser Representative
Monica Sashil Chandra
Investment Adviser Representative
Yi-Ling Chen
Investment Adviser Representative
Kristin Anna Chim
Investment Adviser Representative
Danova Gary Chow
Investment Adviser Representative
Jeanette Fung Chung
Investment Adviser Representative
Toni Ann Ciampaglione
Investment Adviser Representative
Michael Vincent Ciarlo
Investment Adviser Representative
Charles Caesar Claver
Investment Adviser Representative
Joshua Richard Coe
Investment Adviser Representative
Miguel A Corral
Investment Adviser Representative
Michael Luis Costa
Investment Adviser Representative
Joseph S Culotta
Investment Adviser Representative
Shyanna Dawn Curless
Investment Adviser Representative
Christopher Lee Curtis
Investment Adviser Representative
Timotej Czernek
Investment Adviser Representative
Anthony Michael D'Auria
Investment Adviser Representative
Jose Carlos Da Silva
Investment Adviser Representative
Ali Robert Dabiri
Investment Adviser Representative
Brian William Daly
Investment Adviser Representative
Aaron Paul Davila
Investment Adviser Representative
Anca Daniela Dehelean
Investment Adviser Representative
Christian Matthew Del Giorgio
Investment Adviser Representative
Ross Antonio Deluca
Investment Adviser Representative
Thomas James Dillon
Investment Adviser Representative
Stephen Vincent Dolan
Investment Adviser Representative
Julie Anne Eades
Investment Adviser Representative
Antonio J Esteves
Investment Adviser Representative
Jim A Fair
Investment Adviser Representative
Carlos Amilcar Farelo
Investment Adviser Representative
Cathaleen Ann Finn
Investment Adviser Representative
Anthony Guido Forlini
Investment Adviser Representative
Robert Russell Fradette
Investment Adviser Representative
Angela Harrell Futrell
Investment Adviser Representative
Susan Anne Galioto
Investment Adviser Representative
Mark Andrew Ganung
Investment Adviser Representative
Eric Jose Garcia
Investment Adviser Representative
Gary A Gardner
Investment Adviser Representative
Arthur R. Garofalo
Investment Adviser Representative
Ralph Alfonso Giansanti
Investment Adviser Representative
Marioreen Smith Gibson
Investment Adviser Representative
Logan Randall Gigl
Investment Adviser Representative
Gary David Ginsberg
Investment Adviser Representative
Cynthia Ann Giovacchino
Investment Adviser Representative
Amy C Grieves
Investment Adviser Representative
Arthur Grossbard
Investment Adviser Representative
Paul Gregory Grover
Investment Adviser Representative
Martin Gumowski
Investment Adviser Representative
Alan J Hadad
Investment Adviser Representative
Ronald Lee Hamilton
Investment Adviser Representative
Mikhael Hammer-Bleich
Investment Adviser Representative
Brent Andrew Hann
Investment Adviser Representative
Robert Andrew Hardin
Investment Adviser Representative
Frank Cook Harris
Investment Adviser Representative
Jodee Lynn Harris
Investment Adviser Representative
John Devin Heitzman
Investment Adviser Representative
Jessica Delia Hernandez
Investment Adviser Representative
David Adam Holstein
Investment Adviser Representative
Daniel John Hopkins
Investment Adviser Representative
Eric Cutler Inge
Investment Adviser Representative
Nicole Huguet Izquierdo
Investment Adviser Representative
Calan Adelle Jansen
Investment Adviser Representative
Emilio Johansen Foncuberta
Investment Adviser Representative
John Anthony Johnson
Investment Adviser Representative
Lindsay A. Johnson
Investment Adviser Representative
Lori Michelle Johnson
Investment Adviser Representative
Bruce Allen Joseph
Investment Adviser Representative
Sofia Anna Kaldes
Investment Adviser Representative
Regulatory & compliance
CRD number
#35371
SEC Number
801-67242
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
osaic.com/institutionsPhone
203-599-6000Find an advisor that fits
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. OSAIC INSTITUTIONS, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.