Griffin Lyle Gaughran
Investment Adviser Representative at MML Investors Services, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Griffin Lyle Gaughran is an investment adviser representative with MML Investors Services, LLC in Oceanside, CA, where they have been registered since 2023. They have worked in the securities industry since 2023 and were previously registered with Thrivent Investment Management Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Arizona and California.
Registrations & licenses
- Investment adviser:
- Arizona, California
- Broker:
2 states and territories
Arizona, California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- University of California, DavisJan 2018 – Mar 2020Davis, CA
- University of California, DavisJan 2017 – Jan 2018Davis, CA
- University of California, DavisSep 2016 – Jan 2017Davis, CA
- UnemployedMar 2020 – Nov 2020Santa Ana, CA
- Pacific Dental ServicesNov 2020 – Jan 2022Anaheim, CA
- Pacific Dental ServicesJan 2022 – Jan 2023Phoenix, AZ
- Thrivent Investment Management IncOct 2022 – Sep 2023Scottsdale, AZ
- Thrivent FinancialJan 2023 – Sep 2023Scottsdale, AZ
- Thrivent FinancialJul 2023 – Sep 2023Scottsdale, AZ
- MassMutual Life Insurance CoSep 2023 – no end date reportedOceanside, CA
- MML Investors Services, LLCSep 2023 – no end date reportedOceanside, CA
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About MML Investors Services, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Estimated blended rate
- 0.01
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 5,037
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Springfield, MA
- SEC file number:
- 801-44264
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 3, 2026
View full firm profileOther advisors at MML Investors Services, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Griffin Lyle Gaughran has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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