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Guangming George Dai
Investment Adviser Representative at DAI ADVISORS
CRD #7059603Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
States Registered
1 states
Exams Passed
1
Registrations & licenses
Registration type
Investment Adviser Rep
Registered in 1 states
California
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/19/2017
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Primary fee model
Assets Under Management (AUM)
Source
DAI ADVISORS Form ADV Part 2A (Item 5), most recent annual amendment.
Official records & sources
FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About this profile
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Guangming George Dai has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.