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Guillermo Fidel Nodarse

Investment Adviser Representative at IP FINANCIAL ADVISORY SERVICES LLC

CHARLOTTE, NCCRD #1004663Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
1 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Florida
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/26/2014
Series 66
Uniform Combined State Law Examination
Passed 12/22/2011
Series 63
Uniform Securities Agent State Law Examination
Passed 2/1/1984
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 15
Foreign Currency Options Examination
Passed 10/17/1984
Series 3
National Commodity Futures Examination
Passed 3/5/1984
Series 7
General Securities Representative Examination
Passed 1/21/1984

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

IP FINANCIAL ADVISORY SERVICES LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INNOVATION PARTNERS LLCCurrent
12/15/2015 – CHARLOTTE, NC
SHUBERT RIZOR SECURITIES, INC.
9/11/1989 – 12/31/1990
COBALT CAPITAL, INC.
7/10/2012 – 10/31/2012LAKE MARY, FL
SUNAMERICA CAPITAL SERVICES, INC.
6/7/2000 – 1/31/2002JERSEY CITY, NJ
ADDISON FINANCIAL SERVICES, INC.
5/28/1991 – 4/27/1992PALM HARBOR, FL
STEADFAST CAPITAL MARKETS GROUP, LLC
4/27/2011 – 9/29/2011IRVINE, CA
TRANSAMERICA CAPITAL, INC.
4/1/2009 – 10/20/2010DENVER, CO
REALTY CAPITAL SECURITIES, LLC
3/28/2013 – 8/12/2014NEW YORK CITY, NY
TERRA SECURITIES, LLC
3/1/2011 – 5/4/2011NEW YORK, NY
METLIFE INVESTORS DISTRIBUTION COMPANY
2/26/2002 – 12/11/2004NEWPORT BEACH, CA
TRANSAMERICA CAPITAL, INC.
2/17/1994 – 5/18/2000DENVER, CO
METLIFE INVESTORS DISTRIBUTION COMPANY
12/11/2004 – 4/16/2009NEW YORK CITY, NY
LIGHTSTONE SECURITIES, LLC
11/22/2010 – 3/4/2011MAHWAH, NJ
CAMBRIDGE INVESTMENT RESEARCH, INC.
10/7/2011 – 7/3/2012WINTER PARK, FL
MIDAMERICA FINANCIAL SERVICES, INC.
1/7/2015 – 12/4/2015JOPLIN, MO
SHEARSON LEHMAN BROTHERS INC.
1/25/1984 – 1/1/1988

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Guillermo Fidel Nodarse has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.