AdFi
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Guy Richard Gorham

Investment Adviser Representative at PARTNERS CAPITAL SERVICES, INC.

Hauppauge, NYCRD #2846190Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
19 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Guy Richard Gorham has worked in the securities industry since 1997. They are registered to provide investment advisory services in 19 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 19 states
AlabamaArizonaCaliforniaFloridaGeorgiaIdahoIllinoisMassachusettsMinnesotaMissouriNew JerseyNew MexicoNew YorkOhioPennsylvaniaTennesseeTexasVirginiaWest Virginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/12/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 5/20/1997
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/2/1997
Series 24
General Securities Principal Examination
Passed 2/22/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Partners Capital Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PARTNERS CAPITAL SERVICES, INC.Current
2/21/2019Hauppauge, NY
MILESTONE FINANCIAL SERVICES, INC.
10/14/19998/6/2002Bohemia, NY
ROYCE INVESTMENT GROUP, INC.
5/5/19975/24/1999Woodbury, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Guy Richard Gorham has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Guy Richard Gorham - Financial Advisor in Hauppauge, NY | AdvisorFinder