Hakan Uludag
Investment Adviser Representative at TD Private Client Wealth LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Hakan Uludag is an investment adviser representative with TD Private Client Wealth LLC in Melville, NY, where they have been registered since 2025. They have worked in the securities industry since 2022 and were previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York.
Office
Advisors at this office: 12
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
1 state or territory
New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- UnemployedMar 2020 – Jun 2021Smithtown, NY
- Aegis Capital CorpJul 2021 – Dec 2021Melville, NY
- National Business CapitalOct 2019 – Mar 2020Bohemia, NY
- UnemployedFeb 2019 – Oct 2019Smithtown, NY
- New York Life Insurance CoOct 2017 – Feb 2019Melville, NY
- Apple Bank for SavingsOct 2014 – Oct 2017Smithtown, NY
- Stony Brook UniversityJan 2015 – Aug 2017Smithtown, NY
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2023 – Jun 2025Melville, NY
- UnemployedJan 2022 – Feb 2022Bay Shore, NY
- American Advisors GroupNov 2020 – Feb 2021Melville, NY
- InstacartDec 2021 – Mar 2022San Francisco, CA
- Prime Now LLC/AmazonJun 2019 – Oct 2019Lake Grove, NY
- BANK OF America, N.A.Mar 2022 – Aug 2023Bay Shore, NY
- UnemployedJun 2025 – Aug 2025Medford, NY
- TD Bank N.A.Aug 2025 – no end date reportedMelville, NY
- TD Private Client Wealth LLCAug 2025 – no end date reportedMelville, NY
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About TD Private Client Wealth LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
TD Automated Investing (robo-advisor, digitally managed portfolios); TD Investment Services with a dedicated Financial Advisor and personalized TD Wealth Plan; Private Client Group offering a dedicated wealth management team, tailored wealth planning, investment advisory, planning specialist, and private client banking.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 503
- Offices listed on AdvisorFinder:
- 28
- Main office:
- New York, NY
- SEC file number:
- 801-77771
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at TD Private Client Wealth LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Hakan Uludag has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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