Halley Y Hu
Investment Adviser Representative at D.a. Davidson & Co.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Halley Y. Hu is an investment adviser representative with D.a. Davidson & Co. in Bellevue, WA, where they have been registered since 2026. They have worked in the securities industry since 2023 and were previously registered with Morgan Stanley. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Washington.
Office
Advisors at this office: 20
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Washington
- Broker:
1 state or territory
Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Parcion Private Wealth LLCApr 2021 – Nov 2021Bellevue, WA
- UnemployedJan 2020 – Apr 2021Pittsburgh, PA
- UnemployedAug 2019 – Dec 2019Pittsburgh, PA
- Carnegie Mellon UniversityJan 2019 – Jul 2019Pittsburgh, PA
- UnemployedAug 2018 – Dec 2018Pittsburgh, PA
- DiageoJul 2016 – Jul 2018Norwalk, CT
- Morgan StanleyOct 2023 – Jan 2024Kirkland, WA
- Ernst & Young LLPDec 2021 – Sep 2023Seattle, WA
- Morgan Stanley Private Bank, N.AJan 2024 – Mar 2026New York, NY
- D.a. Davidson & Co.Apr 2026 – no end date reportedBellevue, WA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About D.a. Davidson & Co.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 693
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Great Falls, MT
- SEC file number:
- 801-45761
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 30, 2026
View full firm profileOther advisors at D.a. Davidson & Co.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Halley Y Hu has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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