Harmony Smith
Investment Adviser Representative at Advisors Capital Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Harmony Smith is an investment adviser representative with Advisors Capital Management, LLC in Coeur D'alene, ID, where they have been registered since 2026. They have worked in the securities industry since 2019 and have been registered with 4 firms, including Ameriprise Financial Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 9 (options sales supervisor). They are registered to provide investment advice in Idaho.
Registrations & licenses
- Investment adviser:
- Idaho
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Advisors Capital Management, LLCJun 2026 – no end date reportedRidgewood, NJ
- FP Solutions RI, LLCFeb 2023 – Sep 2023Cranston, RI
- Springbrook Wealth AdvisorsSep 2023 – Jun 2026Florham Park, NJ
- Baird Private Wealth ManagementMay 2019 – Feb 2020Charlotte, NC
- Linden Thomas & CompanyAug 2018 – May 2019Charlotte, NC
- Charlotte County Public SchoolsSep 2017 – May 2018Punta Gorda, FL
- Farr Law FirmApr 2017 – Sep 2017Punta Gorda, FL
- HomemakerOct 2016 – Apr 2017Punta Gorda, FL
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2020 – Feb 2023Charlotte, NC
- BANK OF America, N.A.May 2020 – Feb 2023Charlotte, NC
- Ameriprise Financial Services, LLCFeb 2023 – Sep 2023Cranston, RI
- Ameriprise Financial Services, LLCSep 2023 – Jun 2026Florham Park, NJ
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Advisors Capital Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial planning and wealth management, including custom portfolio strategies, intergenerational planning, a Family Balance Sheet integrated with the Financial Balance Sheet, and a complimentary no-obligation Second Opinion Survey (S.O.S.) portfolio evaluating service.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 60
- Offices listed on AdvisorFinder:
- 16
- Main office:
- Ridgewood, NJ
- SEC file number:
- 801-62058
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 8, 2026
View full firm profileOther advisors at Advisors Capital Management, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Harmony Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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