Harold Alvarado
Broker-Dealer Representative at TLG Advisors, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Harold Alvarado is a broker-dealer representative with TLG Advisors, Inc. in Fort Wayne, IN, where they have been registered since 2026. They have worked in the securities industry since 2004 and have been registered with 9 firms, including Transamerica Retirement Advisors, LLC and Prudential Financial Planning Services. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative).
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Broker:
1 state or territory
Florida
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- E*trade Securities LLCJun 2015 – Jan 2019Tampa, FL
- E*trade Capital Management LLCJun 2015 – Jan 2019Tampa, FL
- PRUCO Securities, LLCSep 2019 – Mar 2021Tampa, FL
- The Prudential Insurance Company of AmericaSep 2019 – Mar 2021Tampa, FL
- UnemployedJan 2019 – Sep 2019Lutz, FL
- New York Life Insurance CompanyMar 2021 – Sep 2021Tampa, FL
- Nylife Securities LLC.Apr 2021 – Sep 2021Tampa, FL
- Transamerica Life Insurance CompanyOct 2021 – May 2025St. Petersburg, FL
- Transamerica Investors Securities CorporationOct 2021 – May 2025St. Petersburg, FL
- Lincoln Financial DistributorsMay 2025 – Aug 2026Fort Wayne, IN
- Simplicity InvestmentsFeb 2026 – Aug 2026Summit, NJ
- Voya Financial AdvisorsAug 2026 – no end date reportedTampa, FL
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About TLG Advisors, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $25,000 (waivable)
- Starlight Portfolios - $0 to $1,000,0000.68%
- Starlight Portfolios - Over $1,000,0000.50%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 313
- Offices listed on AdvisorFinder:
- 79
- Main office:
- Summit, NJ
- SEC file number:
- 801-60458
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
View full firm profileOther advisors at TLG Advisors, Inc.
Showing 12 of 313 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Harold Alvarado has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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