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Harriet Johnson Brackey

Investment Adviser Representative at LPL Financial LLC

New Orleans, LACRD #5890540Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
Exams Passed
1

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Harriet Johnson Brackey is an investment adviser representative with LPL Financial LLC in New Orleans, LA, where they have been registered since 2025. They have worked in the securities industry since 2012 and have been registered with 5 firms, including First Horizon Advisors, Inc and Iberia Asset Management, Inc. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Louisiana and Texas.

Office

601 Poydras St.
New Orleans, LA 70130

Advisors at this office: 6

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Louisiana, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/16/2011

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

LPL Financial LLCCurrent
8/21/2025 – New Orleans, LA
First Horizon Advisors, Inc
7/29/2020 – 8/21/2025New Orleans, LA
Iberia Asset Management, Inc.
11/1/2018 – 10/23/2020New Orleans, LA
BDO Wealth Advisors, LLC
10/17/2016 – 2/8/2019Fort Lauderdale, FL
GSK Wealth Advisors, Inc.
4/13/2012 – 10/4/2016Fort Lauderdale, FL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. BDO Wealth Advisors, LLC
    Aug 2016 – Aug 2018Fort Lauderdale, FL
  2. IBERIA Wealth Advisors
    Sep 2018 – Jul 2020New Orleans, LA
  3. IBERIA Asset Management, Inc.
    Oct 2018 – Jul 2020New Orleans, LA
  4. First Horizon Advisors
    Jul 2020 – no end date reportedNew Orleans, LA
  5. LPL Financial LLC
    Aug 2025 – no end date reportedNew Orleans, LA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About LPL Financial LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
24,114
Offices listed on AdvisorFinder:
25
Main office:
Fort Mill, SC
SEC file number:
801-10970

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 21, 2026

View full firm profile

Other advisors at LPL Financial LLC

Showing 12 of 24,114 in the directory

View LPL Financial LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Harriet Johnson Brackey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Harriet Johnson Brackey (LPL Financial) - Fees & Credentials