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Harriet Madoff Parker

Investment Adviser Representative at GREENWICH WEALTH MANAGEMENT, LLC

Greenwich, CTCRD #1713912Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Harriet Madoff Parker has worked in the securities industry since 1996. They have passed the Series 65, 63, 7, and 3 examinations. They are registered to provide investment advisory services in Connecticut.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Connecticut
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/8/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 1/5/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/11/1995
Series 3
National Commodity Futures Examination
Passed 3/10/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Asset tierAnnual rate
Up to $1,000,0001.50%
$1,000,001 to $5,000,0001.50%
Over $5,000,0001.00%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Greenwich Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GREENWICH WEALTH MANAGEMENT, LLCCurrent
10/9/2024Greenwich, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
5/5/202210/3/2024Greenwich, CT
UBS FINANCIAL SERVICES INC.
7/23/20106/3/2022Greenwich, CT
MORGAN STANLEY SMITH BARNEY LLC
6/1/20098/16/2010Stamford, CT
CITIGROUP GLOBAL MARKETS INC.
2/21/20036/1/2009Stamford, CT
MERRILL LYNCH PIERCE FENNER & SMITH INC.
1/1/20002/28/2003Stamford, CT

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View GREENWICH WEALTH MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Harriet Madoff Parker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Harriet Madoff Parker - Financial Advisor in Greenwich, CT | AdvisorFinder