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Heather Ashley Brown Fairclough

Investment Adviser Representative at Fisher Investments

Tampa, FLCRD #5406974Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Heather Ashley Brown Fairclough is an investment adviser representative with Fisher Investments in Tampa, FL, where they have been registered since 2024. They have worked in the securities industry since 2015 and have been registered with 4 firms, including UBS Financial Services Inc. and Charles Schwab & Co., Inc. They have passed 3 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Florida and Texas.

Office

3109 W Dr. Martin Luther King Blvd, Suite 600
Tampa, FL 33607

Advisors at this office: 224

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/3/2024
Series 66
Uniform Combined State Law Examination
Passed 3/1/2008
Series 7
General Securities Representative Examination
Passed 12/20/2007

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Fisher InvestmentsCurrent
10/4/2024 – Tampa, FL
Fisher Investments
7/16/2014 – 6/5/2019San Mateo, CA
UBS Financial Services Inc.
2/8/2011 – 6/17/2013Chicago, IL
Charles Schwab & Co., Inc.
4/13/2010 – 2/10/2011Chicago, IL
Merrill Lynch, Pierce, Fenner & Smith Incorporated
3/8/2008 – 2/11/2009Chicago, IL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Fisher Investments Europe Ltd.
    Jan 2016 – Jan 2024London
  2. Fisher Investments
    Jan 2024 – no end date reportedMiami, FL

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Fisher Investments

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Performance-based fees

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and Institutions
Firm areas of expertise
Stock Market InvestingPortfolio StrategyTechnical AnalysisCurrency MarketsGDP AnalysisInvestment Commentary

Client types the firm serves

IndividualsHigh Net WorthInvestment CompaniesPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
2,824
Offices listed on AdvisorFinder:
15
Main office:
Plano, TX
SEC file number:
801-29362

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of April 2, 2026

View full firm profile

Other advisors at Fisher Investments

Showing 12 of 2,824 in the directory

View Fisher Investments firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Heather Ashley Brown Fairclough has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Heather Ashley Brown Fairclough (Fisher Investments)