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Heather Buckridge

Investment Adviser Representative at OSAIC ADVISORY SERVICES, LLC

Fort Myers, FLCRD #5358140Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Heather Buckridge has worked in the securities industry since 2009. They have passed the Series 66, 65, 63, and 6 examinations. They are registered to provide investment advisory services in Florida and Texas.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
FloridaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 12/14/2020
Series 65
Uniform Investment Adviser Law Examination
Passed 5/6/2015
Series 66
Uniform Combined State Law Examination
Passed 8/3/2012
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/1/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Osaic Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
8/23/2024Fort Myers, FL
OSAIC ADVISORY SERVICES, LLCCurrent
9/27/2023Plantation, FL
GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT
6/9/201510/27/2023Ft Lauderdale, FL

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Heather Buckridge has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Heather Buckridge - Financial Advisor in Fort Myers, FL | AdvisorFinder