Hennessey Pahl Stuart
Investment Adviser Representative at Captrust
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Hennessey Pahl Stuart is an investment adviser representative with Captrust in Raleigh, NC, where they have been registered since 2025. They have worked in the securities industry since 2023 and were previously registered with Cetera Investment Advisers LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in North Carolina.
Office
Advisors at this office: 8
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- American Trust Investment ServicesOct 2022 – Apr 2024Pinehurst, NC
- Brothers BBQFeb 2022 – Oct 2022Denver, CO
- Pioneer LinesJul 2021 – Feb 2022Greenwood Village, CO
- WSPMay 2019 – Jul 2021Raleigh, NC
- North Carolina State University & ACC NetworkJan 2019 – no end date reportedRaleigh, NC
- Cetera Wealth Services, LLCApr 2024 – Aug 2025El Segundo, CA
- Cetera Investment Advisers LLCApr 2024 – Aug 2025Schaumburg, IL
- CapFinancial Partners, LLC. (CAPTRUST)Sep 2025 – no end date reportedRaleigh, NC
- North Carolina State UniversityJul 2014 – May 2019Raleigh, NC
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Captrust
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Performance-based fees
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 943
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Raleigh, NC
- SEC file number:
- 801-62193
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Captrust
Showing 12 of 943 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Hennessey Pahl Stuart has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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