Herbert Chen
Investment Adviser Representative at Oneseven
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Herbert Chen is an investment adviser representative with Oneseven in Columbus, OH, where they have been registered since 2022. They have worked in the securities industry since 2013 and have been registered with 3 firms, including Raymond James Financial Services Advisors, Inc and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 9 (options sales supervisor). They are registered to provide investment advice in Florida and Ohio.
Registrations & licenses
- Investment adviser:
- Florida, Ohio
- Broker:
5 states and territories
California, Florida, North Carolina, Ohio, Tennessee
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill LynchSep 2013 – Feb 2019Columbus, OH
- Raymond James Financial Services, Inc.Feb 2019 – Mar 2022Columbus, OH
- Raymond James Financial Services Advisors, Inc.Feb 2019 – Mar 2022Columbus, OH
- Phoenix Group 88Jan 2012 – no end date reportedColumbus, OH
- Midwest HoldingsJun 2012 – no end date reportedWesterville, OH
- MGO ONE SEVEN dba CHEN WEALTH SERVICES, LLCApr 2022 – no end date reportedBeachwood, OH
- Fortune Financial ServicesApr 2022 – no end date reportedMonaca, PA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Oneseven
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 118
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Beachwood, OH
- SEC file number:
- 801-107829
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of April 22, 2026
View full firm profileOther advisors at Oneseven
Showing 12 of 118 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Herbert Chen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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