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Holly Catherine Framsted

Investment Adviser Representative at Capital Client Group, Inc.

Los Angeles, CACRD #5417954Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Holly Catherine Framsted is an investment adviser representative with Capital Client Group, Inc. in Los Angeles, CA, where they have been registered since 2021. They have worked in the securities industry since 2008 and have been registered with 3 firms, including Blackrock Investments, LLC and Blackrock Execution Services. They have passed 4 industry qualification exams, including the Series 7 (general securities representative), Series 24 (general securities principal), and Series 63 (state securities agent). They are registered to provide investment advice in California.

Office

400 S. Hope Street 20th Floor
Los Angeles, CA 90071

Advisors at this office: 60

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California
Broker:
53 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/25/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/12/2007
Series 24
General Securities Principal Examination
Passed 7/23/2021

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Capital Client Group, Inc.Current
5/4/2021 – Los Angeles, CA
Capital Client Group, Inc.Current
4/5/2021 – Redondo Beach, CA
Blackrock Investments, LLC
9/28/2012 – 1/11/2021San Francisco, CA
Blackrock Execution Services
10/15/2007 – 11/6/2012San Francisco, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Blackrock
    Sep 2005 – Mar 2021San Francisco, CA
  2. Capital Group Companies - American Funds Distributors, Inc.
    Mar 2021 – Feb 2023Los Angeles, CA
  3. Capital Group Companies - American Funds Distributors, Inc.
    Feb 2023 – Dec 2024Los Angeles, CA
  4. Capital Group / Capital Client Group, Inc.
    Dec 2024 – no end date reportedLos Angeles, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Capital Client Group, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Los Angeles, CA

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Holly Catherine Framsted has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Holly Catherine Framsted (Capital Client Group)