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Holly R Miller

Investment Adviser Representative at Thrivent Investment Management Inc.

Minneapolis, MNCRD #7065614Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
5 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Holly R. Miller is an investment adviser representative with Thrivent Investment Management Inc. in Minneapolis, MN, where they have been registered since 2025. They have worked in the securities industry since 2021 and have been registered with 4 firms, including Tiaa-cref Individual & Institutional Services, LLC and Robinhood Financial, LLC. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Colorado.

Office

600 Portland Ave S
Minneapolis, MN 55415

Advisors at this office: 250

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Colorado
Broker:
1 state or territory

Colorado

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/15/2025
Series 63
Uniform Securities Agent State Law Examination
Passed 4/23/2019
Series 7
General Securities Representative Examination
Passed 4/16/2019
SIE
Securities Industry Essentials Examination
Passed 3/11/2019
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/25/2021
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 10/5/2020

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Thrivent Investment Management Inc.Current
4/16/2025 – Minneapolis, MN
Thrivent Investment Management Inc.Current
2/14/2025 – Golden, CO
Tiaa-cref Individual & Institutional Services, LLC
9/6/2023 – 3/6/2024Denver, CO
Robinhood Financial, LLC
11/19/2020 – 8/8/2022Denver, CO
Fidelity Brokerage Services LLC
4/16/2019 – 10/21/2020Westlake, TX

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Fidelity Brokerage Services LLC
    Jan 2019 – Oct 2020Westlake, TX
  2. Unemployed
    Aug 2018 – Jan 2019Pensacola, FL
  3. ARAN Institute OF Reggio Emilia
    Jul 2017 – Jul 2018Youngin
  4. Unemployed
    Jan 2017 – Jul 2017Chubbuck, ID
  5. Holiday INN
    May 2015 – Dec 2016Pocatello, ID
  6. Robinhood Financial, LLC
    Nov 2020 – Aug 2022Southlake, TX
  7. Robinhood Markets, Inc
    Nov 2020 – Oct 2022Southlake, TX
  8. TIAA
    May 2023 – Sep 2023Denver, CO
  9. Tiaa-cref Individual & Institutional Services, LLC
    Oct 2023 – Mar 2024Denver, CO
  10. Unemployed
    Nov 2022 – Apr 2023Denver, CO
  11. Thrivent Investment Management Inc.
    Feb 2025 – no end date reportedMinneapolis, MN
  12. Thrivent Financial
    Feb 2025 – no end date reportedAppleton, WI
  13. Axos Advisors
    Jan 2025 – Jan 2025Centennial, CO
  14. Unemployed
    Mar 2024 – Dec 2024Golden, CO
  15. Target
    Dec 2024 – Dec 2024Lakewood, CO

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Thrivent Investment Management Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small Businesses

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporationsOther

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
3,163
Offices listed on AdvisorFinder:
26
Main office:
Minneapolis, MN
SEC file number:
801-29618

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 30, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Holly R Miller has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Holly R Miller (Thrivent Investment Management)