Houston Wayne Franklin
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Houston Wayne Franklin is an investment adviser representative with Charles Schwab & Co., Inc. in Little Rock, AR, where they have been registered since 2022. They have worked in the securities industry since 2021 and have been registered with 3 firms, including J.p. Morgan Securities LLC and Arvest Wealth Management. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Arkansas.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Arkansas
- Broker:
10 states and territories
Arkansas, Kansas, Louisiana, Massachusetts, Mississippi, Missouri, North Carolina, Oklahoma, Tennessee, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Arvest BankAug 2017 – Jan 2020Shawnee, OK
- Oklahoma Baptist UniversityAug 2015 – May 2017Shawnee, OK
- Arvest Wealth ManagementJan 2020 – Jan 2021Shawnee, OK
- JPMorgan Chase Bank, N.A.Aug 2021 – Jun 2022Oklahoma, OK
- J.P. Morgan Securities LLCAug 2021 – Jun 2022Oklahoma, OK
- The Assurance GroupMar 2021 – Jul 2021Oklahoma City, OK
- Oklahoma Baptist UniversityAug 2013 – May 2017Oklahoma city, OK
- UnemployedJun 2017 – Jan 2020Watts, OK
- Charles Schwab & Co., Inc.Jul 2022 – no end date reportedLittle Rock, AR
- Charles Schwab Bank, SSBJul 2022 – no end date reportedLittle Rock, AR
- Arvest Wealth ManagementJan 2021 – Mar 2021Shawnee, OK
- TD Ameritrade Inc.Feb 2023 – Jun 2024Little Rock, AR
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Little Rock, AR
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Houston Wayne Franklin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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