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Hunter Foubert

Investment Adviser Representative at Principal Securities, Inc.

Des Moines, IACRD #7289275Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
5 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Hunter Foubert is an investment adviser representative in Des Moines, IA, currently registered with Principal Asset Management and Principal Securities, Inc. They have worked in the securities industry since 2021 and were previously registered with Charles Schwab & Co., Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Iowa.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Iowa
Broker:
1 state or territory

Iowa

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/25/2022
Series 63
Uniform Securities Agent State Law Examination
Passed 7/7/2021
Series 7
General Securities Representative Examination
Passed 6/21/2021
SIE
Securities Industry Essentials Examination
Passed 4/19/2021

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Principal Securities, Inc.Current
11/14/2024 – Des Moines, IA
Principal Asset ManagementCurrent
4/1/2024 – Des Moines, IA
Principal Funds Distributor, Inc.Current
3/28/2024 – Des Moines, IA
Charles Schwab & Co., Inc.
7/25/2022 – 4/5/2024West Des Moines, IA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Charles Schwab & Co. Inc
    Aug 2020 – Jul 2022Indianapolis, IN
  2. University Housing & Dining Administration Office
    May 2019 – Aug 2020Iowa City, IA
  3. University Housing and Dining
    Aug 2018 – May 2019Iowa City, IA
  4. Chipotle
    Aug 2019 – Feb 2020Iowa City, IA
  5. Denny's
    May 2018 – Aug 2018Brooklyn, IA
  6. University Housing and Dining
    Feb 2018 – May 2018Iowa City, IA
  7. Simpson College
    Sep 2017 – Oct 2017Indianola, IA
  8. Denny's
    May 2017 – Aug 2017Brooklyn, IA
  9. Diary King
    May 2014 – Jun 2017Montezuma, IA
  10. Unemployed
    Oct 2017 – Feb 2018Indianola, IA
  11. Charles Schwab Bank SSB
    Jul 2022 – Mar 2024West Des Moines, IA
  12. Principal Funds Distributor, Inc
    Mar 2024 – no end date reportedDes Moines, IA
  13. Charles Schwab & Co. Inc
    Jul 2022 – Mar 2024West Des Moines, IA
  14. Principal Asset Management
    Apr 2024 – no end date reportedDes Moines, IA
  15. Principal Securities, Inc
    Nov 2024 – no end date reportedDes Moines, IA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Principal Securities, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,635
Offices listed on AdvisorFinder:
26
Main office:
Des Moines, IA
SEC file number:
801-54949

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 30, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Hunter Foubert has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Hunter Foubert (Principal Securities) - Fees & Credentials