Ian C Gamboa
Investment Adviser Representative at Ameriprise Financial Services, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ian C. Gamboa is an investment adviser representative with Ameriprise Financial Services, LLC in Fresno, CA, where they have been registered since 2025. They have worked in the securities industry since 2022 and were previously registered with LPL Financial LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California and Texas.
Registrations & licenses
- Investment adviser:
- California, Texas
- Broker:
34 states and territories
Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Idaho, Illinois, Iowa, Kansas, Kentucky, Maryland, Massachusetts, Michigan, Missouri, Montana, Nebraska, Nevada, New Hampshire, New York, North Carolina, Ohio, Oregon, Pennsylvania, Texas, Utah, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Thiesen Dueker Financial Consulting GroupJun 2022 – Mar 2025Fresno, CA
- United Conservatory of MusicMay 2022 – Aug 2022Fresno, CA
- Sequoia Brewing CompanyMay 2022 – Jun 2022Fresno, CA
- UnemployedMar 2022 – May 2022Clovis, CA
- Riley's Brewing CompanyFeb 2021 – Mar 2022Clovis, CA
- UnemployedDec 2020 – Feb 2021Munford, TN
- University of Tennessee at MartinAug 2020 – Dec 2020Martin, TN
- University of Tennessee at MartinAug 2017 – Dec 2020Martin, TN
- Fresh BiteMay 2019 – Aug 2019Fresno, CA
- The GrindMar 2018 – Mar 2019Martin, TN
- Munford High SchoolAug 2013 – May 2017Munford, TN
- LPL Financial, LLCJun 2022 – Mar 2025Fresno, CA
- Ameriprise Financial Services, LLCMar 2025 – no end date reportedFresno, CA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Ameriprise Financial Services, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 12,969
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Minneapolis, MN
- SEC file number:
- 801-28543
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 25, 2026
View full firm profileOther advisors at Ameriprise Financial Services, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ian C Gamboa has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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