Ian E James
Investment Adviser Representative at Global Assets Advisory, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ian E. James is an investment adviser representative with Global Assets Advisory, LLC in Bridge City, TX, where they have been registered since 2020. They have worked in the securities industry since 1995 and have been registered with 9 firms, including International Assets Investment Management, LLC and Global Planning Stewards LLC. They have passed 5 industry qualification exams, including the Series 7 (general securities representative), Series 24 (general securities principal), and Series 63 (state securities agent). They are registered to provide investment advice in Louisiana and Texas.
Registrations & licenses
- Investment adviser:
- Louisiana, Texas
- Broker:
10 states and territories
Arkansas, Colorado, Florida, Georgia, Idaho, Louisiana, Mississippi, New York, North Carolina, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Investacorp IncJul 2014 – May 2020Miami, FL
- Investacorp Advisory ServicesJul 2014 – May 2020Miami, FL
- Capital Financial GroupJan 2007 – no end date reportedBaton Rouge, LA
- Global Planning Stewards, LLCMay 2020 – May 2020Baton Rouge, LA
- International Assets Advisory, LLCMay 2020 – no end date reportedBridge City, TX
- Global Assets Advisory, LLCMay 2020 – no end date reportedBridge City, TX
- International Assets Investment Management, LLCAug 2023 – Dec 2025Baton Rouge, LA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Global Assets Advisory, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Firm account minimum
- $50,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 30
- Offices listed on AdvisorFinder:
- 12
- Main office:
- Orlando, FL
- SEC file number:
- 801-114946
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 1, 2026
View full firm profileOther advisors at Global Assets Advisory, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ian E James has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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