Ian R Mann
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ian R. Mann is an investment adviser representative with LPL Financial LLC in Albany, NY, where they have been registered since 2025. They have worked in the securities industry since 2016 and were previously registered with Albanyadvisor Group LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
3 states and territories
Connecticut, Florida, New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- MML Investors Services, LLCMar 2017 – Jan 2018Latham, NY
- Massmutual LIFE Insurance CoJul 2016 – Jan 2018Latham, NY
- Albany Advisor GroupJul 2023 – Aug 2025Albany, NY
- Sit Back Tax LLCNov 2022 – no end date reportedAlbany, NY
- H&R BlockNov 2020 – Nov 2022Albany, NY
- Goldman Sachs / AycoJan 2018 – Feb 2020Saratoga Springs, NY
- Massachusetts Mutual LICOJul 2015 – Jan 2018Latham, NY
- N/aFeb 2020 – Nov 2020Saratoga Springs, NY
- LPL FinancialAug 2025 – no end date reportedAlbany, NY
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ian R Mann has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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