Ian Thomas McMillan
Investment Adviser Representative at Client First Investment Management LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ian Thomas Mcmillan is an investment adviser representative with Client First Investment Management LLC in Charlotte, NC, where they have been registered since 2022. They have worked in the securities industry since 2015 and have been registered with 6 firms, including Sherman Wealth Management LLC and Financial Services Advisory. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina.
Registrations & licenses
- Investment adviser:
- North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- LPL Financial LLCJul 2014 – Nov 2016Alexandria, VA
- Burke and Herbert Wealth ManagementJul 2014 – Nov 2016Alexandria, VA
- Financial Services AdvisoryNov 2016 – Nov 2018Rockville, MD
- Sherman Wealth MgmtNov 2018 – Feb 2019Gaithersburg, MD
- Client First Investment Management LLCJul 2019 – no end date reportedSterling, VA
- UnemployedJan 2019 – Jul 2019Sterling, VA
- Client First Tax and Wealth AdvisorsAug 2019 – no end date reportedWest Bend, WI
- Client First Investment Management LLCAug 2019 – no end date reportedCharlotte, NC
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Client First Investment Management LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 8
- Offices listed on AdvisorFinder:
- 2
- Main office:
- West Bend, WI
- SEC file number:
- 801-123113
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of February 11, 2026
View full firm profileOther advisors at Client First Investment Management LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ian Thomas McMillan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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