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Igor Gitstein

Investment Adviser Representative at UBS Asset Management (Americas) LLC

New York, NYCRD #6527068Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Igor Gitstein is an investment adviser representative with UBS Asset Management (Americas) LLC in New York, NY, where they have been registered since 2024. They have worked in the securities industry since 2015 and have been registered with 3 firms, including UBS Financial Services Inc. and Oppenheimer & Co. Inc. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 52 (municipal securities representative). They are registered to provide investment advice in New York.

Office

1285 Avenue Of The Americas
New York, NY 10019

Advisors at this office: 23

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York
Broker:
1 state or territory

New York

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/8/2016
Series 57
Securities Trader Exam
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 10/27/2015
Series 52
Municipal Securities Representative Examination
Passed 9/28/2015
Series 7
General Securities Representative Examination
Passed 8/18/2015

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

UBS Asset Management (Americas) LLCCurrent
6/4/2024 – New York, NY
UBS Financial Services Inc.
2/22/2024 – 6/4/20241000 Harbor Boulevard, NJ
UBS Financial Services Inc.
8/2/2018 – 8/2/20231000 Harbor Boulevard, NJ
Oppenheimer & Co. Inc.
1/21/2016 – 7/27/2018New York, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Oppenheimer & Co. Inc.
    Jul 2015 – Jul 2018New York, NY
  2. UBS Financial Services Inc.
    Jul 2018 – May 2024Weehawken, NJ
  3. UBS Asset Management (US) Inc
    May 2024 – no end date reportedNew York, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About UBS Asset Management (Americas) LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
  • Performance-based fees

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsInvestment CompaniesPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
33
Offices listed on AdvisorFinder:
16
Main office:
New York, NY
SEC file number:
801-34910

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 31, 2026

View full firm profile

Other advisors at UBS Asset Management (Americas) LLC

Showing 12 of 33 in the directory

View UBS Asset Management (Americas) LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Igor Gitstein has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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