AdFi
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Igor Istratii

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Pennington, NJCRD #6979575Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
5 yrs
States Registered
53 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 53 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirgin IslandsVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/9/2022
Series 63
Uniform Securities Agent State Law Examination
Passed 2/8/2021
Series 7
General Securities Representative Examination
Passed 2/8/2019
SIE
Securities Industry Essentials Examination
Passed 12/21/2018

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
3/10/2022Pennington, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
3/3/2022Cedar Grove, NJ
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
10/14/202112/22/2021New York, NY
EQUITABLE ADVISORS, LLC
4/22/20219/27/2021New York, NY
AXA ADVISORS, LLC
2/8/20193/1/2019New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

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Igor Istratii - Financial Advisor in Pennington, NJ | AdvisorFinder