Isaac Alexander Williams
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Isaac Alexander Williams is an investment adviser representative with Charles Schwab & Co., Inc. in Charlotte, NC, where they have been registered since 2026. They have worked in the securities industry since 2023 and have been registered with 3 firms, including Strategic Advisers LLC and Fidelity Personal and Workplace Advisors. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina.
Office
Advisors at this office: 19
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina
- Broker:
8 states and territories
Florida, Iowa, New York, North Carolina, Pennsylvania, South Carolina, Virginia, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- City of ShelbyJun 2017 – Aug 2020Shelby, NC
- Textron SystemsJun 2021 – Aug 2021New Orleans, LA
- University of South CarolinaAug 2020 – Dec 2020Columbia, SC
- University of South CarolinaAug 2021 – Jan 2022Columbia, SC
- Charles SchwabJun 2022 – Dec 2022Southlake, TX
- Fidelity InvestmentsJun 2023 – Jan 2026Charlotte, NC
- StudentJan 2013 – Jun 2017Shelby, NC
- StudentDec 2020 – Jun 2021Columbia, SC
- StudentJan 2022 – Jun 2022Columbia, SC
- StudentDec 2022 – Jun 2023Columbia, NC
- Fidelity InvestmentsMar 2025 – Jan 2026Boston, MA
- Charles Schwab & Co., Inc.Jan 2026 – no end date reportedCharlotte, NC
- Charles Schwab Bank, SSBJan 2026 – no end date reportedCharlotte, NC
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Charlotte, NC
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Isaac Alexander Williams has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched