Ivanhoe Vincent Ffriend
Investment Adviser Representative at Cetera Investment Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ivanhoe Vincent Ffriend is an investment adviser representative with Cetera Investment Advisers LLC in New Rochelle, NY, where they have been registered since 2023. They have worked in the securities industry since 1982 and were previously registered with Cetera Advisor Networks LLC. They have passed 5 industry qualification exams, including the Series 7 (general securities representative), Series 24 (general securities principal), and Series 63 (state securities agent). They are registered to provide investment advice in New York.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
9 states and territories
California, Connecticut, District of Columbia, Georgia, New Jersey, New York, North Carolina, Pennsylvania, South Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- American GeneralApr 1979 – no end date reportedHouston, TX
- Ffriend Enterprises, Ltd.Jun 1987 – no end date reportedNew York, NY
- Provident LIFE & Casualty INS. CoApr 1993 – no end date reportedChattanogan, TN
- Security Mutual LIFE INS. CoDec 1995 – no end date reportedBinghampton, NY
- Berkshire LIFE INS. CoMay 1996 – no end date reportedBinghamton, NY
- Boston Mutual LIFE INS.Jun 1997 – no end date reportedCanton, MA
- Pacific LIFE Insurance Co.Apr 2006 – no end date reportedNewport Beach, CA
- UNUM Insurance Co.Apr 2006 – no end date reportedChatanooga, TN
- North Ridge Securities Corp.May 2008 – Feb 2019Melville, NY
- Cetera Wealth Services, LLCFeb 2019 – no end date reportedNew Rochelle, NY
- KB & TN MarketingJan 1987 – no end date reportedNew Rochelle, NY
- Cetera Investment Advisers LLCJun 2023 – no end date reportedSchaumburg, IL
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cetera Investment Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10,459
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Schaumburg, IL
- SEC file number:
- 801-20406
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at Cetera Investment Advisers LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ivanhoe Vincent Ffriend has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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