Jack A Dempsey Jr
Investment Adviser Representative at Robinhood Asset Management
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jack A. Dempsey is an investment adviser representative with Robinhood Asset Management in Littleton, CO, where they have been registered since 2025. They have worked in the securities industry since 2020 and have been registered with 4 firms, including Fidelity Brokerage Services LLC and E*trade Securities LLC. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California and Colorado.
Registrations & licenses
- Investment adviser:
- California, Colorado
- Broker:
53 states and territories
Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- E*TRADE Securities LLCOct 2019 – Dec 2019Chicago, IL
- PENSCO Trust CompanyMay 2017 – Sep 2019Denver, CO
- JP Morgan ChaseSep 2016 – May 2017Lakewood, CO
- Willis Case Golf CourseJul 2016 – Nov 2016Denver, CO
- E*TRADE Securities LLCDec 2019 – Feb 2020Chicago, IL
- E*TRADE Securities LLCFeb 2020 – Mar 2022Chicago, IL
- Fidelity InvestmentsOct 2022 – Feb 2025Bulverde, TX
- UnemployedMar 2022 – Oct 2022Unemployed, IL
- Robinhood Markets, Inc.Mar 2025 – no end date reportedMenlo Park, CA
- Robinhood Asset Management, LLCSep 2025 – no end date reportedMenlo Park, CA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Robinhood Asset Management
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
- Firm account minimum
- $50
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 154
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Menlo Park, CA
- SEC file number:
- 801-127371
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 15, 2026
View full firm profileOther advisors at Robinhood Asset Management
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jack A Dempsey Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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