Jack Bauer
Investment Adviser Representative at Cetera Investment Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jack Bauer is an investment adviser representative with Cetera Investment Advisers LLC in Harrisonburg, VA, where they have been registered since 2026, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Virginia.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Virginia
- Broker:
1 state or territory
Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Ld&b Financial GroupMay 2026 – no end date reportedHarrisonburg, VA
- Hantzmon Wiebel LLPMay 2025 – Aug 2025Charlottesville, VA
- LD&B Insurance and Financial ServicesJan 2025 – May 2025Harrisonburg, VA
- LD&B Insurance and Financial ServicesMay 2024 – Aug 2024Harrisonburg, VA
- James Madison UniversityAug 2022 – May 2026Harrisonburg, VA
- Jimmy John'sNov 2021 – May 2024Midlothian, VA
- Allen D. Nease High SchoolSep 2020 – Jul 2021Ponte Vedra Beach, FL
- Ben & Jerry'sDec 2020 – Mar 2021Ponte Vedra Beach, FL
- Midlothian High SchoolAug 2021 – Jun 2022Midlothian, VA
- Allen D. Nease High SchoolAug 2018 – Jun 2021Ponte Vedra Beach, FL
- Downingtown Middle SchoolJul 2016 – Aug 2018Downingtown, PA
- Cetera Wealth Services, LLCJul 2026 – no end date reportedEl Segundo, CA
- Cetera Wealth Services, LLCMay 2026 – Jul 2026El Segundo, CA
- Cetera Investment Advisers LLCJul 2026 – no end date reportedSchaumburg, IL
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cetera Investment Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10,459
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Schaumburg, IL
- SEC file number:
- 801-20406
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at Cetera Investment Advisers LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jack Bauer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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