AdFi
JM

Jack Murray

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

New Haven, CTCRD #6936953Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
States Registered
24 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 24 states
CaliforniaConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaMaineMarylandMassachusettsMinnesotaNevadaNew HampshireNew JerseyNew YorkNorth CarolinaOregonPennsylvaniaRhode IslandSouth CarolinaTexasVermontVirginiaWashingtonWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/11/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 12/23/2019
Series 7
General Securities Representative Examination
Passed 11/12/2019
SIE
Securities Industry Essentials Examination
Passed 8/30/2019

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
3/13/2023New Haven, CT
PARK AVENUE SECURITIES LLC
4/14/20212/16/2023New Haven, CT
PRUDENTIAL FINANCIAL PLANNING SERVICES
12/17/20203/29/2021Wallingford, CT

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jack Murray has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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