Jack Regan Malone
Investment Adviser Representative at Neuberger Berman BD LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jack Regan Malone is an investment adviser representative with Neuberger Berman BD LLC in New York, NY, where they have been registered since 2026. They have worked in the securities industry since 2024 and were previously registered with UBS Financial Services Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York.
Office
Advisors at this office: 555
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
2 states and territories
New Jersey, New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Crestview Swim and Tennis ClubMay 2017 – Sep 2017New Providence, NJ
- Crestview Swim and Tennis ClubMay 2018 – Sep 2018New Providence, NJ
- Crestview Swim and Tennis ClubMay 2019 – Sep 2019New Providence, NJ
- Crestview Swim and Tennis ClubMay 2020 – Sep 2020New Providence, NJ
- Crestview Swim and Tennis ClubMay 2021 – Sep 2021New Providence, NJ
- Paolo's KitchenMay 2022 – Aug 2022New Providence, NJ
- World Insurance AssociatesMay 2023 – Jul 2023Iselin, NJ
- Outbound for FoundersAug 2023 – Aug 2023Remote, NJ
- Transverse Insurance GroupJun 2024 – Aug 2024Warren, NJ
- UBS Financial Services, IncOct 2024 – Mar 2026Weehawken, NJ
- Fairfield UniversityAug 2020 – May 2024Fairfield, CT
- Seton Hall Preparatory SschoolSep 2016 – May 2020West Orange, NJ
- Neuberger BermanMar 2026 – no end date reportedNew York, NY
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Neuberger Berman BD LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jack Regan Malone has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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