Jacqueline Fiata
Investment Adviser Representative at Citigroup Global Markets Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jacqueline Fiata is an investment adviser representative with Citigroup Global Markets Inc. in San Clemente, CA, where they have been registered since 2023. They have worked in the securities industry since 2016 and have been registered with 4 firms, including Wells Fargo Clearing Services, LLC and PARK Avenue Securities LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 31 (managed futures). They are registered to provide investment advice in California.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
- Broker:
1 state or territory
California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2015 – Sep 2019Newport Beach, CA
- BANK OF America, N.A.May 2016 – Sep 2019Newport Beach, CA
- Guardian LIFE Insurance Co OF AmericaAug 2019 – Aug 2020Newport Beach, CA
- PARK Avenue Securities, LLCSep 2019 – Aug 2020Newport Beach, CA
- Guardian LIFE InsuranceSep 2020 – Sep 2020Irvine, CA
- PARK Avenue SecuritiesSep 2020 – Sep 2020Irvine, CA
- Wells Fargo Clearing Services, LLCOct 2020 – Jun 2023Corona Del Mar, CA
- Wells Fargo BANK, NAOct 2020 – Jun 2023Corona Del Mar, CA
- CitigroupJul 2023 – no end date reportedCosta Mesa, CA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Citigroup Global Markets Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2,405
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-3387
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 10, 2026
View full firm profileOther advisors at Citigroup Global Markets Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jacqueline Fiata has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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