Jacqueline Marie Lakocy

Investment Adviser Representative at OSAIC WEALTH, INC.

Soquel, CACRD #1062098Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

42 yrs

States Registered

2 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 2 states

CaliforniaOregon

Examinations passed

Series 63

Uniform Securities Agent State Law Examination

Passed 8/14/1996

Series 24

General Securities Principal Examination

Passed 1/25/1988

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 8/21/1982

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

OSAIC Wealth, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current

8/23/2024 – Soquel, CA

TRANSAMERICA FINANCIAL ADVISORS, INC

9/4/2009 – 5/13/2016MILL VALLEY, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

8/26/1982 – 7/23/1985

TRANSAMERICA FINANCIAL ADVISORS, INC.

5/9/2006 – 9/4/2009MILL VALLEY, CA

DURHAM SECURITIES CORPORATION

5/14/1987 – 11/24/1987

SIGNATOR INVESTORS, INC.

5/13/2016 – 11/17/2017SANTA CRUZ, CA

BROOKSTREET SECURITIES CORPORATION

4/7/2004 – 5/4/2006LAGUNA BEACH, CA

VERITRUST FINANCIAL, LLC

4/22/2002 – 4/8/2004AUSTIN, TX

ARAGON FINANCIAL SERVICES, INC.

4/1/1991 – 4/22/2002IRVINE, CA

TITAN/VALUE EQUITIES GROUP, INC.

11/17/1987 – 9/26/1990IRVINE, CA

TRIAD ADVISORS LLC

11/14/2017 – 8/23/2024Soquel, CA

BERMAN AND STICKEL INCORPORATED

10/2/1990 – 4/11/1991SAN FRANCISCO, CA

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jacqueline Marie Lakocy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.